Chris von Boetticher

Senior Legal CounselAUM LawCapital Markets and M&A

Chris’s experience includes providing advice on regulatory compliance and investment fund formation and maintenance. As part of his regulatory compliance practice, Chris is experienced in guiding prospective registrants through the registration process with securities regulators. As part of his investment funds practice, Chris advises clients on the formation of investment products including trust and partnership pooled funds, real estate investment funds (REITs), mortgage investment corporations (MICs), and other mortgage investment entities. He obtained his J.D. from Queen’s University in 1995 and was called to the Ontario bar in 1997. Chris also has an M.B.A. from the Rotman School of Management at the University of Toronto.

Chris is a Senior Legal Counsel at AUM Law. Chris’s practice focuses on regulatory compliance and investment funds. As part of his regulatory compliance practice, Chris is experienced in guiding prospective registrants through the registration process with securities regulators. He also provides existing registrants including portfolio managers, investment fund managers, exempt market dealers, family offices, and managers of mortgage investment entities with ongoing advice to help them comply with securities legislation and remain informed of evolving regulatory trends and expectations.

As part of his investment funds practice, Chris advises clients on the formation of investment products including trust and partnership pooled funds, real estate investment funds (REITs), mortgage investment corporations (MICs), and other mortgage investment entities. He also advises clients on the legal and regulatory implications associated with the offering and distribution of the securities of such entities in Canada, including their ongoing client reporting and regulatory filing requirements.

Chris obtained his J.D. from Queen’s University in 1995 and was called to the Ontario bar in 1997. Chris also has an M.B.A. from the Rotman School of Management at the University of Toronto.

Education

  • Queen’s University, J.D., 1995
  • Rotman School of Management, University of Toronto, M.B.A., 2004
  • University of Western Ontario, B.A. (Urban Development), 1992

Bar Admission

  • Ontario, 1997