Tom Caldwell

Tom Caldwell

PrincipalThomas Henry Legal | Axiom LawCorporate and Private M&A

Tom is the principal of Thomas Henry Legal, where he specializes in corporate law for small and medium-sized businesses, and a lawyer with Axiom for in-house legal engagements. Tom is called to the bar in both Ontario and New York State, and is also an entrepreneur having founded Thomas Henry Made, a custom menswear business, in 2014.



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Tom is the principal of Thomas Henry Legal, where he specializes in corporate law for small and medium-sized businesses, and a lawyer with Axiom for in-house legal engagements.

Tom is called to the bar in both Ontario and New York State.

By day Tom is a mild-mannered legal professional, but by night he is a smartly dressed gentleman of style, working tirelessly to fight the scourge of ill-fitting suits, boxy shirts and over-sized ties plaguing the streets of Toronto and New York City.

At Thomas Henry Made, Tom is dedicated to bringing well-tailored, European made suits and shirts in an approachable environment to all those in need (or want) of a good tailor.

Education

  • University of Toronto, J.D., 2005
  • University of Toronto, M.A., 2005
  • University of Toronto, B.A., 2002

Experience

  • Extensive experience in corporate and securities law, including public offerings, private placements, mergers and acquisitions, closed-end investment fund offerings, corporate reorganizations and advising boards of directors. Representative clients include BCE Inc., Apax Partners, Harry Winston Diamond Corporation, Baffinland Iron Mines Corporation and Sentinel Capital Partners
  • Specialized in Canadian closed-end fund offerings, representing Brompton Funds Management on the issuer side, and CIBC World Markets, TD Securities Inc., BMO Capital Markets, Scotia Capital Inc. and RBC Capital Markets as underwriter counsel in various offerings
  • Experience on U.S. underwriter-side high yield debt offerings, issuer-side public offerings, closed-end investment fund offerings and restructurings; clients represented included Morgan Stanley & Co. LLC, Citigroup Global Markets Inc., BofA Merrill Lynch, UBS Securities, LLC Macquarie Capital (USA) Inc., GE Capital, Lehman Brothers Holdings Inc., Brookfield Financial, LLC and Bayside Capital, Inc.